Spain: Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
Volume/Issue:
Volume 2006
Issue 220
Publication date: June 2006
ISBN: 9781451812220
$20.00
Add to Cart by clicking price of the language and format you'd like to purchase
Available Languages and Formats
| English |
Prices in red indicate formats that are not yet available but are forthcoming.
Topics covered in this book
This title contains information about the following subjects.
Click on a subject if you would like to see other titles with the same subjects.
Finance , Investments and Securities-General , Public Finance , ISCR , CR , management company , Bolsas y Mercados Españoles , The CNMV , fixed income , CNMV staff , joint-stock company , open-ended investment company , investment fund , futures market , CNMV oversight , market operator , risk management , CNMV personnel , CNMV enforcement power , Securities markets , Legal support in revenue administration , Securities , Stock markets , Europe , Global
Also of interest
Summary
This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Principles of Securities Regulation. The assessment also reviews the efficiency of the arrangements by which such institutions interact and cooperate in the performance of their regulatory, supervisory, and enforcement functions, and also reflects the views of the mission team on the findings in their particular areas of emphasis.
Copyright © 2010 - 2025
Powered by:
AIDC
